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How to determine the minimum necessary information

Written by Kirsten Peremore | August 03, 2024

According to the HHS,The HIPAA Privacy Rule requires a covered entity to make reasonable efforts to limit use, disclosure of, and requests for protected health information to the minimum necessary to accomplish the intended purpose.To determine the minimum necessary information, healthcare providers are expected to take practical steps to ensure that only the minimum necessary amount of information is shared. 

 

What is the minimum necessary standard?

The minimum necessary standard requires that healthcare providers and related entities only access, use, or disclose the absolute minimum amount of protected health information (PHI) required to perform their duties effectively. The purpose of the minimum necessary standard is to limit unnecessary or inappropriate access to and disclosure of PHI. By enforcing this principle, HIPAA strikes a balance between necessary information sharing that can improve patient care and the protection of patients’ privacy.

 

When is it applied?

  1. For regular and recurring information requests that do not involve treatment, healthcare providers must apply the minimum necessary standard. 
  2. When responding to non-routine requests, healthcare entities must individually review each request to ensure that only necessary information is disclosed
  3. The standard is also applied internally within a healthcare organization. Access to PHI is limited based on the employees' roles within the organization. 
  4. While disclosures for treatment purposes are exempt from the minimum necessary requirement, requests for PHI between healthcare providers are subject to the standard. 
  5. When PHI is disclosed for public health activities or research purposes, the minimum necessary standard requires that only information necessary to the public health effort or research project be shared. 
  6. In situations where the law requires the disclosure of PHI, such as reporting certain diseases to public health officials, only the information required by law needs to be disclosed, adhering to the minimum necessary standard.

How to determine the minimum necessary information

  1. Organizations must establish clear policies that define who can access PHI based on their job role. For example, doctors might have broader access compared to billing staff who may only see the information pertinent to billing processes. 
  2. Organizations should develop standard protocols for frequently occurring requests for PHI. For instance, they could create templates or preapproved forms that specify exactly what information is needed for common transactions like billing or claims management. 
  3. When a request for PHI does not fit into standard routines, it should be evaluated individually. The healthcare entity should have a process in place for reviewing these requests, which includes verifying the legitimacy of the request, understanding the purpose of the information requested, and determining the minimum amount of PHI necessary to fulfill the purpose.
  4. Before responding to requests for PHI, especially from third parties, the requestor should be identified. 
  5. Whenever feasible, healthcare providers should use deidentified data, which strips out personal identifiers from the PHI, making it compliant with HIPAA guidelines. 
  6. Even in emergencies, the minimum necessary standard applies. Healthcare providers must make judgment calls based on the immediacy and severity of the situation. However, only information pertinent to the emergency at hand should be disclosed.

See also: HIPAA Compliant Email: The Definitive Guide

 

FAQs

What is the Privacy Rule?

The Privacy Rule is a set of HIPAA regulations that protects the privacy of individually identifiable health information, setting standards for how PHI should be used and disclosed.

 

What are the disclosures required by law for HIPAA?

Disclosures required by law under HIPAA include reporting disease cases to public health authorities, compliance with court orders, and disclosures for law enforcement purposes.

 

When should PHI be identified?

PHI should be de-identified when the specific identity of the patient is not necessary for the purpose of the data use, such as in research or statistical analysis.