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How to obtain legal digital consent while maintaining HIPAA compliance

Written by Liyanda Tembani | October 17, 2023

Legal digital consent is explicit, informed permission obtained electronically, ensuring individuals agree to actions involving their protected health information (PHI). It must be obtained in a HIPAA compliant way to safeguard patient privacy and prevent legal and reputational consequences.

 

HIPAA and legal digital consent

HIPAA outlines strict regulations for the protection of PHI, covering various aspects of healthcare, from healthcare providers and health plans to healthcare clearinghouses.

Legal digital consent involves obtaining explicit, well-informed permission from patients to use or disclose their PHI through digital channels. These digital channels can include electronic forms, patient portals, and HIPAA compliant email communication. The legal digital consent process ensures that patients maintain control over their health data, while also helping healthcare organizations comply with HIPAA's requirements.

Related: HIPAA Compliant Email: The Definitive Guide

 

The importance of legal digital consent

  1. Patient autonomy: Legal digital consent empowers patients to have a say in how their health information is used and shared. It acknowledges their right to privacy and control over their sensitive data, fostering trust in the healthcare system.
  2. Organizational accountability: For healthcare organizations, digital consent ensures they abide by HIPAA regulations, minimizing the risk of non-compliance and the associated legal repercussions. It provides a clear trail of permission and compliance.
  3. Data security: Ensuring that consent processes are secure and compliant with HIPAA can prevent data leaks and breaches.

 

Obtaining legal digital consent

  1. Develop secure and compliant consent forms: Consent forms must be well-crafted, using clear and concise language, and contain all the necessary elements as defined by HIPAA. 
  2. Obtain informed consent: Patients must understand the purpose for which they are granting consent, how their PHI will be used, and who will have access to the information. 
  3. Implement strong access controls: Restrict access to patient consent forms and PHI to authorized personnel only. Robust access controls, user authentication, and user permissions are necessary to prevent unauthorized access and ensure data security.
  4. Encrypt patient data: Encrypt all patient data, including digital consent forms and PHI, both in transit and at rest. 
  5. Authentication and verification: Implement identity verification processes to ensure that the person providing digital consent is the patient or an authorized representative. Multi-factor authentication can add an extra layer of security.
  6. Maintain an audit trail: Healthcare organizations must maintain a comprehensive audit trail of all consent-related activities. 
  7. Retain records: Retain electronic consent records for the required duration specified by HIPAA. Proper record-keeping helps in case of audits, investigations, or legal requirements.
  8. Implement a revocation process: Patients should have a clear and straightforward way to revoke their consent at any time. 
  9. Training and education: Ensure staff members involved in the consent process are well-versed in HIPAA regulations, consent procedures, and data security practices. 
  10. Regular audits and risk assessments: Conduct regular audits and risk assessments to identify vulnerabilities in your digital consent processes and PHI handling. Address any issues promptly to prevent potential breaches or compliance violations.
  11. Business associate agreements: If third-party vendors or service providers are involved in the digital consent process, ensure they sign HIPAA compliant business associate agreements (BAAs) to protect the patient's PHI.